Monday, May 16, 2016

Institutional Investor Teach-in Part 4: Portfolio Optimization

The Science of Portfolio Optimization

Once we have determined how much equity-related risk we are willing to take, and have determined which securities look especially attractive, we put the “pieces of the puzzle” together. We essentially solve for the security weights that yield the highest diversification ratio subject to the risk-budget constraint determined in the first section. Information about this metric is given in the paper “Toward Maximum Diversification” in the Journal of Portfolio Management (Choueifaty and Coignard 2008). Here is a link:


We can now add to the risk-budgeting dashboard by including the resultant hypothetical portfolio characteristics in the table shown below:


There is a lot going on in the table above. In a nutshell, it shows precisely how we adjust the portfolio characteristics based on our view of markets. It bears mentioning that the “Rel Vol” column listed above means “volatility relative to an equity benchmark”. Remember, when we become more cautious of equities, we seek a lower portfolio beta. We solve for the highest diversification ratio at this target beta, and the resulting relative volatility is incidental to it.

Key Takeaway:

Drawdown is inextricably linked to the overall beta and diversification properties of an investor’s portfolio. This part of the portfolio construction process forms the science of our discipline.


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